• We do not sell your information to anyone
• You are already opted-out from sharing information with third parties
• We protect the confidentiality and security of your information

The Securities and Exchange Commission (SEC) was required by the Gramm-Leach-Bliley Act to establish standards to safeguard client information and records. As a result, the SEC adopted Regulation S-P, which, among other things, requires investment advisers registered with the SEC to adopt appropriate policies and procedures that address safeguards to protect this information and to disclose its privacy policies to clients. As part of this SEC regulation, we are required to annually provide you our privacy policy.

We collect non-public personal information about you from the following sources: Information we receive from you on applications or other forms; information about your transactions with us or others, including affiliated parties.

We do not disclose any non-public personal information about you, such as your name, address, tax identification number, account numbers, holdings and balances, to third parties, unless one of the following limited exceptions applies:

• We disclose non-public personal information to companies that help us process or service your transactions or accounts, such as broker/dealers.
• We may disclose non-public personal information to affiliated third parties if you have given us written permission, or to other companies, such as your accountant or auditor, if you have specifically asked us to do so.
• We may disclose or report non-public personal information in limited
  circumstances where we believe in good faith that disclosure is required by law, for example, to cooperate with regulators or law enforcement authorities.

Lancaster Pollard Investment Advisory Group restricts access to your personal and account information to those employees who need to know that information in order to provide investment advisory services to you. We maintain physical, electronic and procedural safeguards to protect your non-public personal information. If you should ever decide to close your account(s) or become an inactive client, we will continue to adhere to the privacy policies and practices as described in this notice.

Should you have any questions about the privacy and protection of your records, please contact us and we will discuss this matter with you.